Lehman Brothers provides no assurance as to the outcome of any auction. Nor does Lehman Brothers provide any assurance that any bid will be successful, in whole or in part, or that the auction will clear at a rate that a bidder considers acceptable. Bids may be only partially filled, or not filled at all, and the auction rate on any securities purchased or retained in the auction may be lower than the market rate for similar investments. Lehman Brothers will not agree before an auction to buy securities from or sell securities to a customer after the auction.
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